CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule By Steve Quinlivan on 05/19/2012 … Continue Reading CFTC Proposes Modifications to Aggregation Provisions of Position Limits Rule
SEC to Examine Significant Percentage of New Hedge Fund Registrants By Steve Quinlivan on 05/15/2012 … Continue Reading SEC to Examine Significant Percentage of New Hedge Fund Registrants
Banking Agencies Clarify Stress Testing and Address Obligations of Community Banks By Steve Quinlivan on 05/14/2012 … Continue Reading Banking Agencies Clarify Stress Testing and Address Obligations of Community Banks
CFPB Considers Rules to Simplify Mortgage Points, Fees and Loan Originator Compensation By Steve Quinlivan on 05/14/2012 … Continue Reading CFPB Considers Rules to Simplify Mortgage Points, Fees and Loan Originator Compensation
CFTC Announces Proposed Rulemaking Schedule By Steve Quinlivan on 05/10/2012 … Continue Reading CFTC Announces Proposed Rulemaking Schedule
JOBS Act and Other SEC and Dodd-Frank Developments By Steve Quinlivan on 05/09/2012 … Continue Reading JOBS Act and Other SEC and Dodd-Frank Developments
SEC Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers By Steve Quinlivan on 05/08/2012 … Continue Reading SEC Approves Interpretive Notice on the Duties of Underwriters to State and Local Government Issuers
SEC Official Discusses Risks and Examination Process for Private Equity By Steve Quinlivan on 05/03/2012 … Continue Reading SEC Official Discusses Risks and Examination Process for Private Equity
FDIC Issues Final Rule on Mutual Insurance Holding Companies By Steve Quinlivan on 04/30/2012 … Continue Reading FDIC Issues Final Rule on Mutual Insurance Holding Companies