Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Takeover Defense in Minnesota
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Issuer Changes Course on Say-on-Pay Frequency
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CFPB Promises Enforcement Against Discriminatory Lending Practices
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CFTC and SEC Approve Final Rule Defining “Swap Dealer”
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SEC’s Internal Controls Still Deficient
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CFPB Issues Guidance Regarding Service Providers
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SEC Study on the Cross-Border Scope of the Private Right of Action Under Section 10(b) of the Exchange Act
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SEC Issues FAQs on Exchange Act Registration Under JOBS Act
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SEC Issues Report on Regulation D Offerings
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