Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Steve has a strong reputation in M&A, securities and international transactions, offering a rare combination of excellence and value who presents well to boards. Steve represents clients across the United States in mergers and acquisitions, ESOPs, REITs, securities regulation, securities offerings, international transactions and financing matters. He uses his deep background in law, finance, accounting and project management to complete his clients' most strategically important and challenging assignments.
GAO Sees Opportunities to Improve SEC Oversight of FINRA
By Steve Quinlivan on
SEC Publishes Statistics on Changes to Investment Adviser Registration as a Result of the Dodd-Frank Act
By Steve Quinlivan on
SEC Issues “Roadmap” on Phase in of Derivatives Regulation
By Steve Quinlivan on
CFPB Adopts Final Enforcement Rules
By Steve Quinlivan on
SEC Extends Compliance Date for Ban on Third Party Solicitations by Investment Advisers
By Steve Quinlivan on
Agencies Sign Memorandum of Understanding on Supervisory Coordination
By Steve Quinlivan on
Test Filing of Electronic Form PF is Now Available for Hedge Funds and Private Equity Advisers
By Steve Quinlivan on
CFPB Considering Rules on Prepaid Cards
By Steve Quinlivan on
GAO Identifies Internal Control Issues at CFPB
By Steve Quinlivan on